Influence companies to change

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Business professionals smiling and shaking hands in an office building.

What is active ownership?

Anyone can own shares in a company, but active owners go further. By exercising their rights as shareholders, active owners can influence companies to change their behaviour not just for the benefit of investors, but for society and the environment as well. Active ownership is an umbrella term that brings together three main activities.

Through corporate dialogues we talk directly with companies in a spirt of collaboration. We encourage them to improve their ESG performance in support of long-term value creation that benefits all stakeholders.

Get our latest report >

Filing a shareholder resolution is a way for investors to compel a company to take action by way of a vote, though it is not binding. It is a step we may take when corporate dialogue fails.

Review past proposals >

Proxy voting is an essential responsibility of active owners. It can influence everything from the diversity and independence of board members to oversight of human rights and climate strategy. We vote all proxies for all relevant funds in our lineup.

See our proxy voting activity >

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Empty chairs in a large auditorium.

Beyond active ownership

Beyond active ownership lies policy advocacy. Engaging on policy and standards in Canada and globally enables us to create system-wide change. Whether we are talking with policymakers, regulators, standard setters, or industry associations, the time and energy we dedicate to this area can raise the bar for everyone.

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Choose your fund

Active ownership is the responsible investment strategy we employ most. It is applied to nearly all our funds. In the tables below, click anywhere in the highlighted row to visit the fund details page. You will find descriptions of the responsible investment strategies below the tables.

NEI Canadian Impact Bond Fund

Addenda Capital

NEI Global Impact Bond Fund

Wellington Management

NEI Global Total Return Bond Fund

Amundi Asset Management

Fixed income

Fund Name Responsible investment strategy Portfolio manager or sub advisor
NEI Canadian Impact Bond Fund
Addenda Capital
Go to link
NEI Global Impact Bond Fund
Wellington Management
Go to link
NEI Global Total Return Bond Fund
Amundi Asset Management
Go to link

NEI Balanced Yield Portfolio

NEI Investments

NEI Conservative Yield Portfolio

NEI Investments

NEI Global Sustainable Balanced Fund

Impax Asset Management

NEI Growth & Income Fund

Letko Brosseau

Balanced

Fund Name Responsible investment strategy Portfolio manager or sub advisor
NEI Balanced Yield Portfolio
NEI Investments
Go to link
NEI Conservative Yield Portfolio
NEI Investments
Go to link
NEI Global Sustainable Balanced Fund
Impax Asset Management
Go to link
NEI Growth & Income Fund
Letko Brosseau
Go to link

NEI Canadian Dividend Fund

Lincluden Investment Management

NEI Canadian Equity Fund

Letko Brosseau

NEI Canadian Equity RS Fund

QV Investors

NEI Canadian Small Cap Equity Fund

Hillsdale Investment Management

NEI Canadian Small Cap Equity RS Fund

QV Investors

NEI ESG Canadian Enhanced Index Fund

NEI Investments

Canadian equity

Fund Name Responsible investment strategy Portfolio manager or sub advisor
NEI Canadian Dividend Fund
Lincluden Investment Management
Go to link
NEI Canadian Equity Fund
Letko Brosseau
Go to link
NEI Canadian Equity RS Fund
QV Investors
Go to link
NEI Canadian Small Cap Equity Fund
Hillsdale Investment Management
Go to link
NEI Canadian Small Cap Equity RS Fund
QV Investors
Go to link
NEI ESG Canadian Enhanced Index Fund
NEI Investments
Go to link

NEI U.S. Dividend Fund*

River Road Asset Management

NEI U.S. Equity RS Fund

AllianceBernstein

U.S. equity

Fund Name Responsible investment strategy Portfolio manager or sub advisor
NEI U.S. Dividend Fund*
River Road Asset Management
Go to link
NEI U.S. Equity RS Fund
AllianceBernstein
Go to link

NEI Clean Infrastructure Fund

Ecofin Advisors

NEI Emerging Markets Fund

Columbia Threadneedle Investments

NEI Environmental Leaders Fund

Impax Asset Management

NEI Global Dividend RS Fund

Amundi Asset Management

NEI Global Equity RS Fund

Federated Hermes

NEI Global Growth Fund

Baillie Gifford

NEI Global Value Fund

Maj Invest

NEI International Equity RS Fund

Addenda Capital

Global and international equity

Fund Name Responsible investment strategy Portfolio manager or sub advisor
NEI Clean Infrastructure Fund
Ecofin Advisors
Go to link
NEI Emerging Markets Fund
Columbia Threadneedle Investments
Go to link
NEI Environmental Leaders Fund
Impax Asset Management
Go to link
NEI Global Dividend RS Fund
Amundi Asset Management
Go to link
NEI Global Equity RS Fund
Federated Hermes
Go to link
NEI Global Growth Fund
Baillie Gifford
Go to link
NEI Global Value Fund
Maj Invest
Go to link
NEI International Equity RS Fund
Addenda Capital
Go to link

NEI Select Income RS Portfolio

NEI Investments

NEI Select Income & Growth RS Portfolio

NEI Investments

NEI Select Balanced RS Portfolio

NEI Investments

NEI Select Growth & Income RS Portfolio

NEI Investments

NEI Select Growth RS Portfolio

NEI Investments

NEI Select Maximum Growth RS Portfolio

NEI Investments

NEI Select RS Portfolios

Fund Name Responsible investment strategy Portfolio manager or sub advisor
NEI Select Income RS Portfolio
NEI Investments
Go to link
NEI Select Income & Growth RS Portfolio
NEI Investments
Go to link
NEI Select Balanced RS Portfolio
NEI Investments
Go to link
NEI Select Growth & Income RS Portfolio
NEI Investments
Go to link
NEI Select Growth RS Portfolio
NEI Investments
Go to link
NEI Select Maximum Growth RS Portfolio
NEI Investments
Go to link

NEI Impact Conservative Portfolio

NEI Investments

NEI Impact Balanced Portfolio

NEI Investments

NEI Impact Growth Portfolio

NEI Investments

NEI Impact Portfolios

Fund Name Responsible investment strategy Portfolio manager or sub advisor
NEI Impact Conservative Portfolio
NEI Investments
Go to link
NEI Impact Balanced Portfolio
NEI Investments
Go to link
NEI Impact Growth Portfolio
NEI Investments
Go to link

NEI Long Short Equity Fund

Picton Mahoney Asset Management

Alternatives

Fund Name Responsible investment strategy Portfolio manager or sub advisor
NEI Long Short Equity Fund
Picton Mahoney Asset Management
Go to link

Implementing our approach

There are five activities we undertake as part of our responsible investment program that have a direct connection to our funds: exclusionary screening, ESG evaluation, impact investing, thematic investing, and stewardship. For a more in-depth look at these activities and other aspects of our program, such as policy work and statements of commitment, check out our Responsible Investment Policy. To find out which approaches are applied to which funds, speak with your advisor or consult our fund prospectus.

Simplified Prospectus

RI Policy

Exclusionary screens

Companies are excluded from certain funds if we believe the risk of harm to society and the environment outweighs the potential benefits of investing. Examples include weapons manufacturing and tobacco production.

ESG evaluations

Companies are evaluated on their environmental, social and governance (ESG) performance, with results integrated into the investment process as we pursue long-term sustainable value for our investors.

Impact investing

In addition to financial returns, our impact funds aim to provide positive and measurable environmental and social outcomes. Among other objectives, investments held in the funds may seek to reduce carbon emissions, build low-income housing, and protect water resources.

Thematic investing

Some of our funds aim to generate returns from long-term trends expected to contribute to large-scale structural shifts in the economy, such as the need to better manage natural resources and the transition to cleaner energy sources.

Stewardship

Corporate engagement and proxy voting are tools we use to help companies improve their management of economic, natural and social capital, with the goal of growing long-term sustainable value.

Explore further

If you would like to stay on top of the latest trends in responsible investing, we can help.

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Focus on: human rights

Learn how we are engaging with companies like Amazon, Alphabet, Meta and more on the topic of worker’s rights and digital rights.

View more
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Focus on: inequality

Learn why human capital, DE&I, equitable compensation and equitable access are key issues we discuss with companies.

View more
An advisor discusses financial matters with clients in a boardroom.

Collaboration opportunity between advisors and clients

CIO John Bai and Director of Corporate Engagement Jamie Bonham discuss the crucial role advisors can play in helping investors participate in the journey to net zero.

View more
Aerial view of a river winding through Canada’s boreal forest.

Focus on: biodiversity

Read why biodiversity has become a major theme of our engagement in 2022.

View more

*Formerly NEI Global Equity Fund.

 

Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated.